The personal information we collect about you comes primarily from the information you submit to Concord Securities during the course of your relationship with us. Finally, in the provision of financial services to you and subject to strict compliance with all applicable laws and regulations, information may be collected about you indirectly from monitoring or other means. In these circumstances, the information is not accessed on a continuous or routine basis but it may be used for compliance or security purposes. If you deal with Concord Securities in your individual capacity or as an owner or principal of a company or other investment vehicle established to invest on your behalf, the typical information we collect about you would include:
Your name, address and other contact details.
Extensive financial information, including source of wealth, investment experience and objectives, risk tolerance and, in certain jurisdictions, representations required under applicable law or regulation concerning your financial resources.
Your passport, national identity card or driver's license, as required by laws and regulations addressing due diligence and related matters.
A personal identifier such as, depending on your country of residence, your Social Security Number. Of course, you are not required to supply any of the personal information that we may request. However, failure to do so may result in our being unable to provide services to you. While we make every effort to ensure that all information we hold about you is accurate, complete and up to date, you can help us considerably in this regard by promptly notifying us if there are any changes to your personal information.
We may use your personal information to: